Client Consent Form (KYC)

WealthFino - Krishna Kumar Pathak (SEBI Reg. INH300009914)

Terms & Conditions

These Research Services are provided by KRISHNA KUMAR PATHAK (Research Analyst License No. INH300009914)

CLIENT CONSENT AND TERMS & CONDITIONS

As a client, I provide my consent and agree to all the terms and conditions set by Krishna Pathak to commence the services after fully understanding the following:

STANDARD TERMS & SERVICES:

I consent on the following understanding that:

A) I/We have read and understood the terms and conditions applicable to a research analyst as defined under Regulation 2(1)(u) of the SEBI (Research Analyst) Regulations, 2014, including the fee structure.

B) I/We are subscribing to the research services for our own benefit and consumption, and any reliance placed on the research report provided by the research analyst shall be based on our own judgment and assessment of the conclusions contained in the research report.

C) I/We understand that:

  • i. Any investment made based on the recommendations in the research report is subject to market risks.
  • ii. Recommendations in the research report do not provide any assurance of returns.
  • iii. There is no recourse to claim any losses incurred on the investments made based on the recommendations in the research report. I will not hold Krishna Kumar Pathak liable for any profits or losses. Furthermore, I undertake to promptly inform you of any changes to the details provided herein.

D) As a client/user, I, the undersigned, hereby confirm that the information provided, including my PAN number, date of birth, Address, mobile number, and email address, is accurate and true to the best of my knowledge and belief. By submitting this information, I acknowledge and consent to the terms and conditions set forth by Krishna Kumar Pathak for the services rendered.

E) This communication is sent through the official App / Channel of WealthFino, a brand name of Krishna Kumar Pathak, SEBI Registered Research Analyst, Registration Number INH300009914. "The recommendations I provide are based on my personal research and analysis. I, Krishna Kumar Pathak, am not responsible for any profits or losses from investments made based on these recommendations."

F) Client Information and KYC: I shall furnish all such details in full as may be required by the RA in its standard form with supporting details, if required, as may be made mandatory by RAASB/SEBI from time to time. RA shall collect, store, upload and check KYC records of the clients with KYC Registration Agency (KRA) as specified by SEBI from time to time.

MANDATORY DOCUMENTS

Please be advised that it is mandatory to thoroughly review the following documents:

  • Terms and Conditions
  • SEBI Guidelines
  • Research Disclaimers
  • Client Consent and Terms & Condition
  • Investor Charter
  • Grievance Redressal

For detailed information, kindly visit: www.krishnapathak.com

DISCLAIMER

  1. Market Risks: Investments in the securities market, including equity and derivatives, are subject to market risks. Read all related documents carefully before investing.
  2. SEBI Registration: Registration granted by SEBI, membership of a SEBI-recognized supervisory body (if any), and certification from NISM in no way guarantee the performance of the intermediary or provide any assurance of returns to investors.
  3. Non-Refundable Fees: The fees paid are non-refundable.
  4. Illustrative Securities: The securities quoted (if any) are for illustration purposes only and are not recommendatory. The returns displayed (if any) are for informational purposes only.
  5. Recommendations and Profitability: Recommendations provided may not always result in profits. Not adhering to our recommendations or allocations may affect the profitability of your portfolio.
  6. Risk Factors: Investing in equity, derivatives, and related instruments involves uncertainties, including company-specific and market-related risks. We do not assure guaranteed returns.
  7. Past Performance: Past performance does not ensure future performance. Please ensure that you fully understand the risks involved in such investments.
  8. Communication Failures: There is a possibility of communication failures via electronic means, such as email or WhatsApp messages, which may be beyond our control.

DECLARATION OF THE RA

  • Name of the RA: Krishna Kumar Pathak
  • SEBI Registration Number: INH300009914
  • Date of Registration: 22/June/2022
  • Maximum fee that may be charged: ₹1.51 lakhs per annum per family of client
  • The recommendations provided by RA do not provide any assurance of returns.

GRIEVANCE REDRESSAL

Any grievance shall be escalated promptly to:

  • Name: Krishna Kumar Pathak, Research Analyst
  • Email: wealthfino@gmail.com
  • Mobile: +91-988-345-5700

The RA shall resolve grievances within 7 business working days.

REFUND & CANCELLATION POLICY

  • By using the services of Krishna Kumar Pathak, you agree that all payments are non-refundable and non-cancellable.
  • Any investment decisions are made at your own risk.
  • All investments carry market risks.
  • By proceeding, you confirm that you accept these terms and agree that NO REFUND OR CANCELLATIONS will be allowed.

CONTACT US

KRISHNA PATHAK – SEBI REGISTERED RESEARCH ANALYST

  • Registration No. INH300009914
  • Reg Date: 22-06-2022
  • Email: skrishna.sk4@gmail.com
  • Mobile: 9883455700

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